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David Alden Bobrowsky

LPl Financial LLC

Colonia, NJ

CRD 4595722

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
NJ RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
OH RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
TX RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
WV RA APPROVED 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • OH RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06
  • WV RA
    APPROVED
    Since 2025-03-06

Branch Locations

Colonia, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc Colonia NJ 11/2011 03/2025
Ic Advisory Services Inc Colonia NJ 11/2011 03/2025
Lpl Financial Llc Colonia NJ 03/2025 Present
  • 11/2011 → 03/2025
    The Investment Center Inc
    Colonia, NJ
  • 11/2011 → 03/2025
    Ic Advisory Services Inc
    Colonia, NJ
  • 03/2025 → Present
    Colonia, NJ
Previous Registrations
  • 2011-11-04 → 2025-03-06
    Ic Advisory Services, Inc.
    Short Hills, NJ
    Bedminster, NJ
    Colonia, NJ
  • 2009-06-01 → 2011-11-09
    Short Hills, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Short Hills, NJ
  • 2003-01-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Short Hills, NJ
    Short Hills, NJ
Other Businesses

1. 03/06/2025- Alden Wealth Management LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2016- 200 Hours Per Month- 200 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-27
  • S66 Uniform Combined State Law Examination
    2002-12-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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