Nicholas Ventimiglio

Current Employers

Employment History

• 04/2010 → Present
  Nicholas Ventimiglio, Cdfa
  San Ramon, CA
• 02/2016 → Present
  Fortune Financial Services, Inc.
  Monaca, PA
• 01/2021 → Present
  Giving Tree Wealth Advisors
  San Ramon, CA

Previous Registrations

• 2010-04-28 → 2025-03-27
  Nicholas Ventimiglio, Cdfa
  San Ramon, CA
• 2012-07-02 → 2016-02-11
  First Allied Advisory Services, Inc.
  San Ramon, CA
• 2007-07-24 → 2012-08-09
  First Allied Securities, Inc.
  San Diego, CA
  San Ramon, CA
• 2004-06-18 → 2007-08-13
  Kim Financial Advisors, Inc.
  San Ramon, CA
• 2003-09-08 → 2004-07-13
  Mml Investors Services, Llc
  Walnut Creek, CA

Other Businesses

1.) NICHOLAS VENTIMIGLIO; AGENT; INSURANCE; START:1/1/2008 2.) NICHOLAS VENTIMIGLIO CDFA, INC.; DIRECT OWNER/Investment Advisor Representative; REGISTERED INVESTMENT ADVISOR; START:4/22/2010 5. Rep is a co-founder of a financial software company called Trade Wrangler, Inc. This company is still in development and has no revenue customers or outside investors. FFS has given conditional approval for this business: Everything must be pre approved before going live. This product cannot be offered to FFS clients as it would be considered a conflict of interest. Rep and John Kim have joined together to create a new RIA, named Giving Tree Wealth Advisors. This is a General Partnership owned 50% by John Kim's S Corp and 50% by Ventimiglio's S Corp [NVCDFA,INC.] This will be A CA registered RIA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-14
• S63 Uniform Securities Agent State Law Examination
  2002-10-19