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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-10 |
| PA | RA | APPROVED | 2020-04-20 |
Branch Locations
2005 Market Street, Philadelphia, PA 19103-7098 • United States
Clarksboro, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 01/2010 | Present |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | Present |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
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