Thomas Dale Van De Walker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-19
TX	RA	APPROVED_RES	2013-03-01

MN RA
APPROVED

Since 2013-11-19
TX RA
APPROVED_RES

Since 2013-03-01

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Minneapolis	MN	11/1999	Present
Bank Of America, Na	Minneapolis	MN	12/2009	Present

11/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Minneapolis, MN
12/2009 → Present

Bank Of America, Na

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-26

S66 Uniform Combined State Law Examination

2000-02-26

Other Names

Tom Van De Walker

View on SEC IAPD

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JESSICA ROSE HINDERMANN

Keighley J Spott

GREGORY PAUL OLSON

Other Offices

MORGAN STANLEY · Wayzata, MN

LARSON FINANCIAL GROUP, LLC · Wayzata, MN

EDWARD JONES · Wayzata, MN

WALLEYE CAPITAL LLC · WAYZATA, MN

GARDA CAPITAL PARTNERS · WAYZATA, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

LPL FINANCIAL LLC · WAYZATA, MN

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