Sezgin Unay

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2016-11-15
CT	RA	APPROVED	2014-11-19

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2016-11-15
CT RA
APPROVED

Since 2014-11-19

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jericho	NY	08/2014	Present
Bank Of America, N.A.	Jericho	NY	03/2015	Present

08/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jericho, NY
03/2015 → Present

Bank Of America, N.A.

Jericho, NY

Other Businesses

I*411338 Entity Type: Entity For Profit Name of OBA: Reliance Consulting Partners LLC Address: Dix Hills, New York, 11746 Investment Related: No Position, Title, Association: Officer Employee Start Date: 06/30/2015 Number of Hours: 4, Monthly Number of Hours during trading: 4, Monthly Duties: Real Estate management of property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-18
S63	Uniform Securities Agent State Law Examination	2004-03-31

S66 Uniform Combined State Law Examination

2014-11-18
S63 Uniform Securities Agent State Law Examination

2004-03-31

View on SEC IAPD