Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westport Capital Markets, Llc | Westport | CT | 12/2013 | 06/2018 |
| Lpl Financial, Llc | Guilford | CT | 06/2018 | Present |
1. 06/01/2018 - IMPACT FINANCIAL WEALTH MANAGEMENT, LLC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ GUILFORD, CT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
Reach out to this advisor