Lisa Marie Rancourt

Osaic Institutions, Inc.

CRD 4595422

Claim This Profile

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-03-02
CT	RA	APPROVED	2014-03-10

MA RA
APPROVED

Since 2021-03-02
CT RA
APPROVED

Since 2014-03-10

Branch Locations

200 Silver St, Suite 212, Agawam, MA 01001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Bank	South Windsor	CT	06/2013	11/2019
Infinex Investments, Inc.	South Windsor	CT	06/2013	Present
Ion Bank	Agawam	MA	11/2019	Present

06/2013 → 11/2019

United Bank

South Windsor, CT
06/2013 → Present

Infinex Investments, Inc.

South Windsor, CT
11/2019 → Present

Ion Bank

Agawam, MA

Other Businesses

1.) ION Bank. yes, investment related. banking. First Vice President - Operations Manager, Ion Investments. Started Nov 2019.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-10
S63	Uniform Securities Agent State Law Examination	2003-01-21

S65 Uniform Investment Adviser Law Examination

2014-02-10
S63 Uniform Securities Agent State Law Examination

2003-01-21

Other Names

Lisa Marie Mcelroy

View on SEC IAPD

More in Agawam, MA

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor