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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
CA RA APPROVED 2003-01-02
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • CA RA
    APPROVED
    Since 2003-01-02

Branch Locations

Houston, TX • United States

11150 W Olympic Blvd Ste 1130, Los Angeles, CA 90064-1817 • United States

Los Angeles, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Los Angeles CA 09/2005 03/2020
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 16605 Caribou Drive Pine Mountain Club CA. 93605, ,; ; 11/24/2004. Independent Insurance Brokering; C.M. Life Insurance Company, effective 02/26/09; 02/26/2009; / Mass Mutual; 11/01/2008; . Business Ownership; Brende & Co.; ; Consulting; 11150 W Olympic BlvdSuite 1130Los Angeles, CA 90064, ,; ; 06/06/2012; 60 hours per month; / RAB TX DEALS LLC; Owner; Real Estate; 1422 Huge Oaks Street, , Houston, TX, 77055; Not Investment-Related; 01/08/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Land Tejas Companies; Land Tejas was founded by my Father. He passed away in August 2025. I am co-trustee of his estate and thereby will be assisting his longtime CFO and Leadership team in managing the development execution of his recent land purchases in Houston Texas.; Real Estate; 2450 Fondren, Suite 210, Houston, TX, 77063; Not Investment-Related; 08/01/2023; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-24
  • S66 Uniform Combined State Law Examination
    2002-12-24

View on SEC IAPD

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