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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-17 |
| PA | RA | APPROVED | 2018-06-21 |
Branch Locations
7660 Saltsburg Rd, Pittsburgh, PA 15239 • United States
800 Philadelphia St Box 220, Indiana, PA 15701 • United States
Jeannette, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Indiana | PA | 11/2006 | 09/2018 |
| Ameriprise Financial Services, Inc | Pittsburgh | PA | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 03/2020 | Present |
Outside Employment; S&T Bank; Senior Vice President - Financial Advisor; Bank; 7660 Saltsburg Rd, , Pittsburgh, PA, 15239; Investment-Related; 04/01/2002; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-06 |
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