Thomas Leslie Gilbert

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2000-01-31

IL RA
APPROVED

Since 2000-01-31

Branch Locations

Ashmore, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Honkamp Krueger Financial Services	Dubuque	IA	01/2000	Present
Gilbert, Metzger & Madigan	Charleston	IL	08/1995	06/2018

01/2000 → Present

Honkamp Krueger Financial Services

Dubuque, IA
08/1995 → 06/2018

Gilbert, Metzger & Madigan

Charleston, IL

Other Businesses

I am a Shareholder and Advisor with Thomas L. Gilbert Financial Services, a financial services firm and d/b/a of HK Financial Services. I am located in Ashmore, IL. I have been with the firm since 06/2018. I work approximately XX hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-27

S66 Uniform Combined State Law Examination

1999-12-27

View on SEC IAPD