Felicia Deatrette Erwin-sanders

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-31

TX RA
APPROVED

Since 2011-01-31

Branch Locations

Carrollton, TX • United States

Lancaster, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Carrollton	TX	01/2011	Present

01/2011 → Present

Lpl Financial Llc

Carrollton, TX

Previous Registrations

2010-06-14 → 2011-02-28

Cuso Financial Services, L.P.

Richardson, TX

Rockwall, TX

Lewisville, TX

San Diego, CA

Dallas, TX

Dallas, TX

Dallas, TX
2007-09-26 → 2009-11-10

Lpl Financial Llc

Lewisville, TX

San Diego, CA

Lewisville, TX
2005-09-08 → 2007-09-12

Secu Brokerage Services

Lewisville, TX

Lewisville, TX
2004-08-12 → 2005-07-08

Equitable Advisors, Llc

Dallas, TX

Other Businesses

1. 06/23/2011 - NON-VARIABLE INSURANCE - INV REL - I WILL BE AN INDEPENDENT AGENT WORKING WITH UNITED HEALTHCARE TO SELL THEIR LINES OF HEALTH AND MEDICARE PRODUCTS. - TIME SPENT 50% - CARROLLTON, TX. 2. 07/21/2015 - DELTA AIRLINES - NOT INV REL - 2409 N SUPPORT DRIVE, DALLAS, TX 75261 - OUTSIDE/W-2 EMPLOYMENT - START 08/17/2015 - 125 HOURS PER MONTH, 25% TIME SPENT, 0 DURING TRADING - INBOUND RESERVATIONIST. 3. 8/1/2018 - Felicia Erwin-Sanders - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 09/01/2018 - 30 Hours Per Month/2 Hours During Securities Trading - Tax preparation service with electronic tax return submission. 4. 3/25/2020 - No Business Name - Investment Related - 2130 Fair Weather Dr, Lancaster, TX 75146 - Notary Public - Start Date: 04/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading - Commissioned Notary Public for the State of Texas. 5. 08/24/2021 - LANCASTER MUNICIPAL UTILITY DISTRICT NO. 1 - Not Investment Related - 1980 Post Oak, Houston, TX 77056 - Non-Profit Board Member - Director-General Member - Start Date: 09/01/2021 - 2 Hours Per Month/2 Hours During Securities Trading.