Brian David Wood

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 03/2018
  Bank Of America, N.A.
  Newport Beach, CA
• 10/2009 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 04/2018 → 02/2025
  Morgan Stanley Smith Barney Llc
  Newport Beach, CA
• 04/2018 → 02/2025
  Morgan Stanley Private Bank, N.A.
  Newport Beach, CA
• 03/2025 → Present
  Charles Schwab & Co., Inc.
  Newport Beach, CA
• 03/2025 → Present
  Charles Schwab Bank, Ssb
  Newport Beach, CA

Previous Registrations

• 2018-04-11 → 2025-03-11
  Morgan Stanley
  Newport Beach, CA
  Irvine, CA
  Laguna Niguel, CA
  Monarch Beach, CA
• 2009-10-23 → 2018-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Scottsdale, AZ
  Riverside, CA
  Newport Beach, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Encino, CA
  Newport Beach, CA
  Newport Beach, CA
  Newport Beach, CA
  Los Angeles, CA
  Newport Beach, CA
  Newport Beach, CA
  New York, NY
  Newport Beach, CA
• 2005-11-17 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Laguna Beach, CA
  Riverside, CA
  Laguna Hills, CA
  Laguna Niguel, CA
  Laguna Niguel, CA
• 2004-06-23 → 2005-09-16
  Cuna Brokerage Services, Inc.
  Huntington Beach, CA
• 2003-01-16 → 2004-04-30
  Ameriprise Financial Services, Llc
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-01-15