Shannon Johnson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-26
MN	RA	APPROVED	2023-07-28
WI	RA	APPROVED	2021-04-29

TX RA
APPROVED_RES

Since 2026-01-26
MN RA
APPROVED

Since 2023-07-28
WI RA
APPROVED

Since 2021-04-29

Branch Locations

Oshkosh, WI • United States

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

1520 Front Porch Pl, Altoona, WI 54720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	12/2006	03/2020
Ameriprise Financial Services, Llc	Plymouth	MN	03/2020	Present

12/2006 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Plymouth, MN

Other Businesses

Outside Employment; Christian Servants Home Care; Respite caregiving to special needs clients with Christian Servants Home Care.; Respite caregiving to special needs clients with Christian Servants Home Care.; W5669 County Road KK, Suite E, Appleton, WI, 54915; Not Investment-Related; 06/29/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-17
S63	Uniform Securities Agent State Law Examination	2007-02-01

S65 Uniform Investment Adviser Law Examination

2016-10-17
S63 Uniform Securities Agent State Law Examination

2007-02-01

Other Names

Shannon Marie Spoelstra
Shannon Marie Johnson
Shannon L Johnson
Shannon Lyrek Johnson

View on SEC IAPD