Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-27
AZ RA APPROVED 2022-06-20
TX RA APPROVED 2022-06-14
  • OH RA
    APPROVED
    Since 2022-06-27
  • AZ RA
    APPROVED
    Since 2022-06-20
  • TX RA
    APPROVED
    Since 2022-06-14

Branch Locations

150 W University Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 08/2005 05/2022
Edward Jones Tempe AZ 08/2005 05/2022
Cactus Bat Company, Llc Tempe AZ 02/2015 Present
Finra Washington DC 03/2014 Present
Jp Morgan Chase Bank, N.A. Tempe AZ 06/2022 Present
Jp Morgan Securities, Llc Tempe AZ 06/2022 Present
Cactus Bat Compny Tempe AZ 07/2013 Present
  • 08/2005 → 05/2022
    Tempe, AZ
  • 08/2005 → 05/2022
    Tempe, AZ
  • 02/2015 → Present
    Cactus Bat Company, Llc
    Tempe, AZ
  • 03/2014 → Present
    Finra
    Washington, DC
  • 06/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Tempe, AZ
  • 06/2022 → Present
    Tempe, AZ
  • 07/2013 → Present
    Cactus Bat Compny
    Tempe, AZ
Previous Registrations
  • 2015-09-14 → 2022-05-31
    Tempe, AZ
    Tempe, AZ
    Tempe, AZ
    Tempe, AZ
    St Louis, MO
    Tempe, AZ
Other Businesses

Entity Name: FINRA Investment related: No "Address: 1735 K Street, NW Washington, DC 20006 www.finra.org" Nature of the other business: Self-Regulatory Organization Position/Title/Relationship: Employee/Contractor Start Date: 03/15/2014 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a paid Arbitrator (contractor) for FINRA. I sit in on arbitration cases, and help make a decision on the case remedies and awards. Entity Name: Cactus Bat Compny Investment related: No "Address: 8740 s kenwood lane, Tempe,Arizona, 85284, United States Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2013 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make baseball bats and sell them. Spend about 5 (non-working) hours per week on the activity. -Cactus Bat Company, LLC Type of business: Woodworking Address: Tempe, AZ Start date: 2/2015 Position: Owner Hours per week: 5 Hours during trading: 0 I occasionally make products out of wood that I sell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-23
S63 Uniform Securities Agent State Law Examination 2006-06-13
  • S66 Uniform Combined State Law Examination
    2015-07-23
  • S63 Uniform Securities Agent State Law Examination
    2006-06-13
Other Names
  • Jamie L Wicks
  • Jamie Lee Wieks
  • Jamie Wicks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor