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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-27 |
| AZ | RA | APPROVED | 2022-06-20 |
| TX | RA | APPROVED | 2022-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 08/2005 | 05/2022 |
| Edward Jones | Tempe | AZ | 08/2005 | 05/2022 |
| Cactus Bat Company, Llc | Tempe | AZ | 02/2015 | Present |
| Finra | Washington | DC | 03/2014 | Present |
| Jp Morgan Chase Bank, N.A. | Tempe | AZ | 06/2022 | Present |
| Jp Morgan Securities, Llc | Tempe | AZ | 06/2022 | Present |
| Cactus Bat Compny | Tempe | AZ | 07/2013 | Present |
Entity Name: FINRA Investment related: No "Address: 1735 K Street, NW Washington, DC 20006 www.finra.org" Nature of the other business: Self-Regulatory Organization Position/Title/Relationship: Employee/Contractor Start Date: 03/15/2014 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a paid Arbitrator (contractor) for FINRA. I sit in on arbitration cases, and help make a decision on the case remedies and awards. Entity Name: Cactus Bat Compny Investment related: No "Address: 8740 s kenwood lane, Tempe,Arizona, 85284, United States Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2013 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make baseball bats and sell them. Spend about 5 (non-working) hours per week on the activity. -Cactus Bat Company, LLC Type of business: Woodworking Address: Tempe, AZ Start date: 2/2015 Position: Owner Hours per week: 5 Hours during trading: 0 I occasionally make products out of wood that I sell.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-13 |
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