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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-01-08 |
| IN | RA | APPROVED | 2026-01-06 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
1301 S Harrison Street, Fort Wayne, IN 46802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc | Richmond | VA | 03/2004 | 08/2020 |
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 08/2020 |
| Suntrust Robinson Humphrey, Inc. | Atlanta | GA | 08/2020 | 08/2020 |
| Truist Securities, Inc. | Atlanta | GA | 08/2020 | 04/2021 |
| Unemployed | Richmond | VA | 05/2021 | 03/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2022 | 09/2023 |
| Fidelity Investments | Glen Allen | VA | 10/2023 | 11/2024 |
| Lincoln Financial Distributors | Fort Wayne | IN | 06/2025 | Present |
| Unemployed | Richmond | VA | 12/2024 | 05/2025 |
| Simplicity Investments | Summit | NJ | 01/2026 | Present |
1.) LINCOLN FINANCIAL - 6/2/25 - 1301 S Harrison Street, Ft Wayne, IN 46802 - Retirement Consultant, Consulting/Sales, Invt Rel, Ins business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/2/2026 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-01 |
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