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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-09 |
| PA | RA | APPROVED | 2022-10-20 |
Branch Locations
Renaissance Place 635 North 12Th Street, 2Nd Floor, Lemoyne, PA 17043-1225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Camp Hill | PA | 02/2020 | 10/2022 |
| Bedford Creek Marina & Campground, Llc | Sackets Harbor | NY | 12/2005 | 09/2021 |
| Rbc Capital Markets, Llc | Lemoyne | PA | 10/2022 | Present |
Business Ownership; Bedford Creek Properties, LLC; co-owner/member LLC; Rental real estate; equipment leasing; boat rental; Dillsburg, PA 17019; Not Investment Related; December 2005; 0-1 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-10 |
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