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Andrea Marie Dion

Morgan Stanley

Colchester, VT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
VT RA APPROVED 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • VT RA
    APPROVED
    Since 2012-08-03

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney South Burlington VT 09/2011 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney
    South Burlington, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-02
  • S66 Uniform Combined State Law Examination
    2012-08-02
Other Names
  • Andrea Marie Sears

View on SEC IAPD

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