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Christopher James Andrews

Wells Fargo Clearing Services, LLC

Naples, FL

Cape Coral, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-10
FL RA APPROVED 2024-03-28
  • TX RA
    APPROVED
    Since 2025-03-10
  • FL RA
    APPROVED
    Since 2024-03-28

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

113 Hancock Bridge Pkwy W, Cape Coral, FL 33991 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 04/2016 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 01/2021
Ameriprise Financial Services, Llc Fort Myers FL 01/2021 03/2024
Wells Fargo Clearing Services, Llc Naples FL 03/2024 Present
Previous Registrations
  • 2021-01-19 → 2024-03-29
    Ameriprise Financial Services, Llc
    Fort Myers, FL
  • 2016-05-03 → 2021-01-21
    Wells Fargo Clearing Services, Llc
    Estero, FL
    Bonita Springs, FL
    Naples, FL
    Naples, FL
    Bonita Springs, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Bonita Springs, FL
  • 2012-05-29 → 2016-05-02
    Fifth Third Securities, Inc.
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
  • 2011-02-18 → 2012-05-10
    Truist Investment Services, Inc.
    Cape Coral, FL
    Fort Myers, FL
    Cape Coral, FL
    Fort Myers, FL
    Fort Myers, FL
  • 2010-03-03 → 2011-01-25
    The Huntington Investment Company
    Massillon, OH
    Avon, OH
    North Olmsted, OH
  • 2009-11-13 → 2010-02-16
    Pnc Wealth Management Llc
    Jensen Beach, FL
    Stuart, FL
    Stuart, FL
    Stuart, FL
    Jensen Beach, FL
    Stuart, FL
    Palm City, FL
  • 2009-04-16 → 2009-11-13
    Natcity Investments, Inc.
    Cleveland, OH
    Stuart, FL
    Stuart, FL
    Jensen Beach, FL
    Stuart, FL
    Fort Pierce, FL
    Avon Lake, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-10
S63 Uniform Securities Agent State Law Examination 2003-07-01
  • S65 Uniform Investment Adviser Law Examination
    2009-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-07-01
Other Names
  • Chris James Andrews
  • Chris J. Andrews
  • Christopher J. Andrews
  • Chris Andrews

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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