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2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
Branch Locations
3614 W. Southern Hills Blvd Suite 102, Rogers, AR 72758 • United States
2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 12/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2014 | 11/2023 |
| Waterloo Capital | Austin | TX | 11/2023 | Present |
1.) FULLER FINANCIAL SERVICES/FOR ACCOUNTING PURPOSES ONLY/ SPRINGDALE, AR 2.) Farming Rental Property Owner Mr. Fuller rents out farmland who plants and harvest the crops Not Investment Related Since 04/2026 2.) MEMBER, MASTERS CIRCLE LLC | 1 HOURS PER MONTH | REAL ESTATE 3.) LIGHTHOUSE INSURANCE ADVISORS INSURANCE SALES AND CONSULTING PARTNER SINCE 02/2024 4.) LIGHTHOUSE FINANCIAL ADVISORS, LLC FINANCIAL PLANNING AND INVESTMENT PARTNER SINCE 12/2023 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-07 |
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