Jamie Marie Carroll

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 01/2017
  Lpl Financial Llc
  Amarillo, TX
• 03/2012 → 10/2018
  Pinnacle Financial Group
  Amarillo, TX
• 04/2013 → Present
  Cwm, Llc
  Omaha, NE
• 01/2017 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2017-01-17 → 2017-01-18
  Cetera Wealth Services, Llc
  Amarillo, TX
• 2008-02-15 → 2015-10-28
  Lpl Financial Llc
  Southlake, TX
  Amarillo, TX
  Richardson, TX
  Amarillo, TX
• 2012-03-15 → 2013-10-04
  Pinnacle Financial Group
  Amarillo, TX

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 11/2016; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2016; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE;

Exams

• S66 Uniform Combined State Law Examination
  2008-02-14
• S63 Uniform Securities Agent State Law Examination
  2005-04-01

Designations

• Certified Financial Planner