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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-06 |
| AL | RA | APPROVED | 2021-05-26 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Birmingham | AL | 04/2021 | Present |
| Harbert Management Corporation | Birmingham | AL | 10/2007 | 03/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-26 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-10 |
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