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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED_RES | 2024-09-17 |
Branch Locations
Valley Stream, NY • United States
250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Melville | NY | 04/2009 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 10/2022 | 04/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2022 | 04/2023 |
| Just Right Cooling, Llc | Valley Stream | NY | 07/2020 | Present |
| May Mechanical, Llc | Hempstead | NY | 06/2021 | 03/2025 |
| Aegis Capital Corp | Melville | NY | 05/2023 | 05/2024 |
| Mml Investors Services, Llc | New York | NY | 05/2024 | Present |
| Massmutual Life Insurance Company | New York | NY | 05/2024 | Present |
Name: Just Right Cooling, LLC Inv rel: Y Add: 48 Miriam Street, Valley Stream, NY 11581 Nature: Owner of HVAC Heating/Cooling Business Position: Partner Start date: 07/01/2020 No. HR/MO: 20 No. HR/MO during sec trading: 0 Describe duties: Handle finances, quotes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-11 |
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