Daniel Heaton Mann

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-15
NV	RA	APPROVED	2021-08-11

TX RA
APPROVED_RES

Since 2024-10-15
NV RA
APPROVED

Since 2021-08-11

Branch Locations

3755 Breakthrough Way #305, Las Vegas, NV 89135 • United States

1368 Paseo Verde Pkwy Ste. 100, Henderson, NV 89012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Sommerset Group, Inc.	Henderson	NV	01/2003	Present
Cornerstone Wealth Management	Henderson	NV	06/2009	Present
Kalos Management	Alpharetta	GA	09/2015	07/2021
Kalos Capital	Alpharetta	GA	03/2016	07/2021
Independent Financial Group	Henderson	NV	08/2021	Present

01/2003 → Present

The Sommerset Group, Inc.

Henderson, NV
06/2009 → Present

Cornerstone Wealth Management

Henderson, NV
09/2015 → 07/2021

Kalos Management

Alpharetta, GA
03/2016 → 07/2021

Kalos Capital

Alpharetta, GA
08/2021 → Present

Independent Financial Group

Henderson, NV

Previous Registrations

2015-09-22 → 2021-08-02

Kalos Management

Hendrson, NV

Ponte Vedra Beach, FL
2014-04-21 → 2015-09-28

Global Financial Private Capital, Inc.

Henderson, NV

Sarasota, FL

Las Vegas, NV
2013-02-26 → 2014-04-14

Horter Investment Management, Llc

Henderon, NV

Henderson, NV
2012-07-02 → 2013-01-30

Cornerstone Advisory Group, Inc.

Henderson, NV
2006-09-08 → 2007-08-15

Daniel H. Mann

Henderson, NV

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2016 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Insurance Agent (2) CORNERSTONE WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2017 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: DBA used for marketing purposes (3) CORNERSTONE BUILDING I LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Owner of office building (4) CORNERSTONE TAX ADVISORY POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Owner of tax prep company (5) SOMMERSET GROUP INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2005 ADDRESS: 2540 Dornoch Lane, Henderson NV 89044, United States DESCRIPTION: Business Entity for Tax/Investment Purpose

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-05-17
S65	Uniform Investment Adviser Law Examination	2012-03-22

S63 Uniform Securities Agent State Law Examination

2016-05-17
S65 Uniform Investment Adviser Law Examination

2012-03-22

Other Names

Dan Mann

View on SEC IAPD