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Vicki Marie Bauer

Missionsquare Wealth Management

Murrieta, CA

Duarte, CA

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Current Employers
Missionsquare Wealth Management

777 North Capitol Street, Ne, Washington, DC 20002 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-27
  • CA RA
    APPROVED
    Since 2026-02-27

Branch Locations

Murrieta, CA • United States

Duarte, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Los Angeles CA 04/2013 06/2021
Matthew Plocher Los Angeles CA 05/2013 06/2021
Matthew Plocher Los Angeles CA 01/2022 04/2022
Northwestern Mutual Investment Services Llc Los Angeles CA 01/2022 04/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 04/2022
Missionsquare Investment Services Washington DC 06/2022 Present
Unemployed Duarte CA 07/2021 12/2021
  • 04/2013 → 06/2021
    Northwestern Mutual Investment Services, Llc
    Los Angeles, CA
  • 05/2013 → 06/2021
    Matthew Plocher
    Los Angeles, CA
  • 01/2022 → 04/2022
    Matthew Plocher
    Los Angeles, CA
  • 01/2022 → 04/2022
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 03/2022 → 04/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2022 → Present
    Missionsquare Investment Services
    Washington, DC
  • 07/2021 → 12/2021
    Unemployed
    Duarte, CA
Previous Registrations
  • 2022-07-05 → 2026-03-16
    Missionsquare Retirement
    Washington, DC
    Duarte, CA
  • 2007-05-30 → 2010-05-20
    Msi Financial Services, Inc.
    Glendale, CA
    Glendale, CA
    Los Angeles, CA
    Glendale, CA
    Pasadena, CA
    Los Angeles, CA
  • 2005-04-12 → 2006-06-07
    Morgan Stanley Dw Inc.
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-05-23
  • S63 Uniform Securities Agent State Law Examination
    2003-05-23
Designations
Other Names
  • Vicki Marie Bauer

View on SEC IAPD

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