Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Bank | Franklin | TN | 12/2013 | 06/2017 |
| Raymond James Financial Services, Inc. | Franklin | TN | 12/2013 | 06/2017 |
| Raymond James Financial Services Advisors Inc. | Franklin | TN | 12/2013 | 06/2017 |
| Lpl Financial Llc | Franklin | TN | 06/2017 | Present |
1)6/09/2017-Fordham Investment Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Franklin, TN - 400% 2)10/18/2021 - Hotworx - Not Investment Related - Location: TBD - Other-Fitness Franchise - Co-Owner - Start Date: 10/21/2021 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-25 |
Reach out to this advisor