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Nancy E Wakefield

Serene Point Advisors LLC

Lake Oswego, OR

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Current Employers
Serene Point Advisors Llc

Lake Oswego, OR • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-10
OR RA APPROVED 2025-01-10
  • CA RA
    APPROVED
    Since 2025-01-10
  • OR RA
    APPROVED
    Since 2025-01-10

Branch Locations

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin Capital Partners, Llc Eugene OR 01/2013 11/2017
Integrated Advisors Network Llc Palos Verdes Estates CA 11/2017 09/2020
Serene Point Advisors Lake Oswego OR 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2004-06-25
S65 Uniform Investment Adviser Law Examination 2000-11-13
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25
  • S65 Uniform Investment Adviser Law Examination
    2000-11-13
Other Names
  • Nancy E Nugent
  • Nancy Ellen Wakefield

View on SEC IAPD

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