Anne C Peterson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-04
FL	RA	APPROVED	1999-12-22

TX RA
APPROVED_RES

Since 2025-11-04
FL RA
APPROVED

Since 1999-12-22

Branch Locations

210 S Pinellas Ave Ste 170, Tarpon Springs, FL 34689-3656 • United States

Odessa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Express Financial Advisors	New York	NY	11/1999	03/2020
Ameriprise Financial Services, Llc	Clearwater	FL	06/2020	Present

11/1999 → 03/2020

American Express Financial Advisors

New York, NY
06/2020 → Present

Ameriprise Financial Services, Llc

Clearwater, FL

Other Businesses

Board of Directors; Tarpon Springs Chamber of Commerce; Board member; 1 N Pinellas Ave, , Tarpon Springs, FL, 34689; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-28

S66 Uniform Combined State Law Examination

2005-06-28

Other Names

Anne Christine Bates
Anne Peterson Bates
Anne C Peterson
Anne Christine Peterson

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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