Anne C Peterson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → 03/2020
  American Express Financial Advisors
  New York, NY
• 06/2020 → Present
  Ameriprise Financial Services, Llc
  Clearwater, FL

Other Businesses

Board of Directors; Tarpon Springs Chamber of Commerce; Board member; 1 N Pinellas Ave, , Tarpon Springs, FL, 34689; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-28

Other Names

• Anne Christine Bates
• Anne Peterson Bates
• Anne C Peterson
• Anne Christine Peterson