Marc Edward Guess

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2020 → Present
  Quad Associates
  Indianapolis, IN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  M.E. Guess, Llc Dba Midtown Financial Advisors
  Indianapolis, IN

Previous Registrations

• 2000-12-29 → 2005-12-31
  Comprehensive Financial Planning Services Corp.

Other Businesses

(1) NAME OF OTHER BUSINESS: M.E. GUESS LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LLC FOR BUSINESS OPERATIONS ; POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 03/2017 ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: LLC FOR INTERNAL ORGANIZATION PURPOSES ; (2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ; ADDRESS: 4136 EVANS CHAPPEL RD, SEVIERVILLE TN, 37876 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 05/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: RENTING OUT CABIN WHEN NOT OCCUPIED ; (3) NAME OF OTHER BUSINESS: CATHOLIC YOUTH FOUNDATION USA ; INVESTMENT RELATED: NO ; ADDRESS: 415 MICHIGAN AVE NE, WASHINGTON DC 20017 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: TREASURER & BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF ACCOUNTING AND REPORTS. ASSIST DIRECTOR WITH REPORTS TO BOARD ; (4) NAME OF OTHER BUSINESS: QUAD ASSOCIATES ; INVESTMENT RELATED: NO ; ADDRESS: 8777 PURDUE ROAD, INDIANAPOLIS IN 46268 ; NATURE OF BUSINESS: PROPERTY AND CASUALTY INSURANCE ; START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: SUPERVISOR ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: REVIEWING UNDERWRITING, CLAIMS, FILINGS, FORM COMPLIANCE AND REGULATORY COMPLIANCE ; (5) NAME OF OTHER BUSINESS: MOTHER THEODORE CATHOLIC ACADEMIES; INVESTMENT RELATED: NO ; ADDRESS: 1400 N MERIDIAN ST INDIANAPOLIS, IN 46202; NATURE OF BUSINESS: EDUCATION; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST DIRECTOR IN DEVELOPING A SUCCESS PLAN FOR THE CENTER ; (6) NAME OF OTHER BUSINESS: BALL STATE UNIVERSITY MILLER SCHOOL OF BUSINESS MILLER LEADERSHIP ACADEMY; INVESTMENT RELATED: NO ; ADDRESS: WHITINGER BUSINESS BUILDING RM 147 MUNCIE, IN 47306; NATURE OF BUSINESS: EDUCATION; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2: APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADVISE THE DIRECTOR ON PROGRAMMING FOR ACADEMY, MENTOR STUDENTS IN PROGRAM ; (7) NAME OF OTHER BUSINESS: M. E. GUESS, LLC DBA MIDTOWN FINANCIAL ADVISORS; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (8) NAME OF OTHER BUSINESS: BISHOP CHATARD HIGH SCHOOL ; INVESTMENT RELATED: NO ADDRESS: 5885 N. CRITTENDEN AVE INDIANAPOLI, IN 46220 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 8/18/2026 ; POSITION/TITLE/RELATIONSHIP: BOARD; APX NUMBER OF HOURS PER WEEK: 0.5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ASSIT LEADERSHIP BOARD DEVELOPING STRATEGY ON LONG TERM PLANS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-28
• S63 Uniform Securities Agent State Law Examination
  2000-02-21