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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Van Buren | AR | 03/1999 | 10/2019 |
| 1St Global Advisors, Inc | Van Buren | AR | 02/2000 | 10/2019 |
| Hubbs, Belcher & Company Cpa'S | Van Buren | AR | 08/2003 | Present |
| Avantax Insurance Services, Inc. | Van Buren | AR | 01/2004 | 09/2025 |
| Avantax Advisory Services | Van Buren | AR | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Van Buren | AR | 10/2019 | 09/2025 |
| H&W Cpas & Advisors | Van Buren | AR | 01/2025 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Van Buren | AR | 10/1998 | 09/2025 |
| Cetera Wealth Services, Llc | Van Buren | AR | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) CLIFFORD HUBBS WEALTH CARE SERVICES POSITION: PRESIDENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1999 ADDRESS: Van Buren AR , United States DESCRIPTION: Provide financial services to clients. 2) CCHH INVESTMENTS, LLC POSITION: MANAGING PARTNER NATURE: REAL ESTATE INVESTMENT COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: Van Buren AR , United States DESCRIPTION: CPA & Financial Officer of business 3) CWH&MBB INVESTMENTS LLC POSITION: Member NATURE: Our CPA firm office is located under this partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: null START DATE: 11/10/2015 ADDRESS: 1111 Fayetteville RD, Van Buren AR 72956, United States DESCRIPTION: member 4) VAH INVESTMENTS LLC POSITION: Member NATURE: Our CPA firm office is located under this partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2015 ADDRESS: 1111 Fayetteville RD, Van Buren AR 72956, United States DESCRIPTION: member 5) HUBBS & WHITEHEAD CPAS POSITION: PARTNER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1997 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: MANAGING PARTNER 6) CV HUBBS LLC POSITION: Managing member NATURE: I have 65 cattle on a farm in Chester Ar. The farm is for personal use and has nothing to do with my accounting firm or investment activities. Personal pleasure INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: I own the farm and feed cattle, fix fence what ever the day may bring. I work on these activities outside the business day or normal hours. I work a lot on week ends and days off. 7) CRAWFORD COUNTY VETRANS VISION 2025 POSITION: BOARD MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: ONE BOARD MEETING A MONTH FOR ONE HOUR. 8) H&W CPAS & ADVISORS POSITION: Advisor NATURE: Adding a DBA to the Firm Name INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2025 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: Advisor for the firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-11 |
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