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CRD 4591550
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-04 |
Branch Locations
808 Travis St. Ste 400, Houston, TX 77002 • United States
2537 S. Gessner Rd. #203, Houston, TX 77063 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 08/2015 | Present |
1. Cerveaux Asset Management LLC, 13805 Castle Bluff Ln, Rosharon, TX 77583. Rental Property. Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs. 2. National Association of University Women (NAUW) Officer,since 9/24/2024 13505 Catle Bluff Lane, Rosharon, TX 77583. Charity, Non-investment related, 1-10% time spent on activity during non-securities hrs. 3. Board Member-MRFC, since 10/1/2025. Board Member, Non-investment related, 1-10% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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