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Tracey Lynn Barnes

Ameriprise Financial Services, LLC

Tampa, FL

The Villages, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-30
FL RA APPROVED 2009-11-09
  • TX RA
    APPROVED_RES
    Since 2015-11-30
  • FL RA
    APPROVED
    Since 2009-11-09

Branch Locations

1103 W Cleveland St, Tampa, FL 33606-1914 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 11/2009 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 2002-12-09
  • S66 Uniform Combined State Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-12-09
Other Names
  • Tracey Lynn St.ONge
  • Tracey Lynn Hussey
  • Tracey Lynn Pelfrey
  • Tracey Lynn Teegerstrom

View on SEC IAPD

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