Michael Robert Rowe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Delmar, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Delmar	NY	03/2007	Present

03/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Delmar, NY

Other Businesses

1. 3/18/2008 - Rowe Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/14/2016 - No Business Name - Investment Related - 11 Sedgewyck Drive, Delmar, NY 12054 - Real Estate Rental - Started 11/08/2016 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-11-29

S63 Uniform Securities Agent State Law Examination

2002-11-29

View on SEC IAPD