Steven Collins

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2021
  Independent Financial Group
  San Diego, CA
• 03/2021 → 01/2024
  Woodbury Financial Services Inc
  West Friendship, MD
• 01/2024 → 05/2024
  Osaic Wealth, Inc.
  West Friendship, MD
• 05/2024 → Present
  Kestra Investment Services, Llc
  West Friendship, MD
• 05/2024 → Present
  Kestra Advisory Services, Llc
  West Friendship, MD

Previous Registrations

• 2024-01-19 → 2024-05-07
  Osaic Wealth, Inc.
  West Friendship, MD
• 2021-03-19 → 2024-01-19
  Woodbury Financial Services, Inc.
  West Friendship, MD
  West Friendship, MD
  Fairfax, VA
• 2009-10-02 → 2021-03-18
  Independent Financial Group, Llc
  San Diego, CA
  West Friendship, MD

Other Businesses

Business Name: COLLINS CAPITAL MANAGEMENT. POSITION: Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 2915 New Rover Rd, West Friendship MD 21794, United States DESCRIPTION: I sell clients term insurance and fixed annuities if they need them. Business Name: SZC FINANCIAL PLANNING & MANAGEMENT POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 12820 Wisteria Dr, Germantown MD 20874, United States DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR - Advisory solutions for clients

Exams

• S66 Uniform Combined State Law Examination
  2009-09-16