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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2010-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | NH | 11/2006 | Present |
1. 1/25/2012: Jackson National Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Sell non-variable life insurance products. 2. 7/29/2013: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1% - Notary for State of New Hampshire. 3. 11/17/2016: First American - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/21/2016 - 10 Hours Per Month/5 Hours During Securities Trading - Selling Fixed Life Insurance and LTC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-02 |
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