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Allspring Funds Management, LLC CRD 110841
$325B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Fund Distributor | Wilmington | DE | 12/2012 | 10/2021 |
| Wells Fargo Funds Management, Llc | Wilmington | DE | 12/2012 | 10/2021 |
| Allspring Funds Distributor, Llc | Wilmington | DE | 11/2021 | 12/2023 |
| Allspring Funds Management, Llc | Wilmington | DE | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Wilmington | DE | 01/2024 | Present |
RENTAL REAL ESTATE, 3347 OCEAN DRIVE, AVALON, NJ, UNITED STATES; START DATE-10/2006; POSITION-OWNER; DESCRIPTION OF DUTIES-RUN BY REAL ESTATE OFFICE; APPROX. # HRS./MO. DEVOTED-NONE; HRS. DURING SECURITIES TRADING HOURS-NONE; NOT INVESTMENT RELATED. OBA Update 5/1/2025: currently on Finance and Investment committees for this high school (alma mater). Christine was originally added as a non-voting member but have been asked to become of Trustee of the Board, which will give her voting rights. FYI, the school uses an OCIO provider who selects investments for the endowment. This will require Christine to attend 4 extra meetings per year totaling about 10-12 hours. 1.) Date of the start of the OBA- September 2022 2.)Name and position of the OBA-voting Board member for Mount St. Joseph Academy 3.)Address the OBA is located at 120 West Wissahickon Ave., Flourtown, PA 19031 4.)Is compensation received?- No 5.)How many hours per week or month is devoted to the OBA- ~4-5 hours per month, plus 10-12 hours per year additional. 6.)How many hours during trading hours is devoted to the OBA- 0 7.)Is the a conflict with your work at Allspring an the OBA? No 8.)Investment related? I sit on the Finance and Investment subcommittees. Trustee. No Allspring funds or strategies are utilized in the endowment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
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