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Deborah Jo Keagle

LPl Enterprise, LLC

Troy, MI

Kalamazoo, MI

CRD 4590592

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

3018 Oakland Dr Suite A, Kalamazoo, MI 49008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Kalamazoo MI 12/2015 11/2024
Prudential Insurance Company Of America Kalamazoo MI 12/2015 Present
Lpl Enterprise, Llc Kalamazoo MI 11/2024 Present
Previous Registrations
Other Businesses

1) 08/22/2024 - American Legion Post 484 - Bartender/Waitress - Outside/W-2 Employment - Non Inv Related - At KALAMAZOO, MI - Start Date 10/14/2023 - 40hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2003-01-09
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2003-01-09
Other Names
  • Deborah Jo Voss
  • Deborah Jo Scears
  • Deborah Jo Spooner

View on SEC IAPD

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