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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
3018 Oakland Dr Suite A, Kalamazoo, MI 49008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Kalamazoo | MI | 12/2015 | 11/2024 |
| Prudential Insurance Company Of America | Kalamazoo | MI | 12/2015 | Present |
| Lpl Enterprise, Llc | Kalamazoo | MI | 11/2024 | Present |
1) 08/22/2024 - American Legion Post 484 - Bartender/Waitress - Outside/W-2 Employment - Non Inv Related - At KALAMAZOO, MI - Start Date 10/14/2023 - 40hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-09 |
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