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Steven Elliott Pilkerton

Charles Schwab & Co., Inc.

Washington, DC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-03-01
  • DC RA
    APPROVED
    Since 2022-03-01

Branch Locations

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Washington DC 07/2010 12/2022
Charles Schwab And Co., Inc. Washington DC 12/2022 Present
Charles Schwab Bank Washington DC 11/2023 Present
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Washington, DC
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Washington, DC
  • 11/2023 → Present
    Charles Schwab Bank
    Washington, DC
Previous Registrations
  • 2006-08-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Washington, DC
    Washington, DC
    Washington Dc, DC
  • 2005-07-05 → 2022-10-14
    Td Ameritrade, Inc.
    Jersey City, NJ
    Washington, DC
    Washington, DC
    Omaha, NE
Other Businesses

1) Rental Property | Investment Related:No|1471A North Van Dorn Street |Alexandria |VA|22304|US|Real Estate (Non-Agent/Broker)|Owner|10/15/2022|Less than 20|0|Owner of the Condo. We intend to use a Property Management Company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-09
S63 Uniform Securities Agent State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2005-06-09
  • S63 Uniform Securities Agent State Law Examination
    2004-01-16
Designations
Other Names
  • Steve Elliott Pilkerton

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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