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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-07-23
CA RA APPROVED 2002-12-05
  • TX RA
    APPROVED_RES
    Since 2009-07-23
  • CA RA
    APPROVED
    Since 2002-12-05

Branch Locations

1700 Eureka Rd Ste 110, Roseville, CA 95661 • United States

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 09/2005 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 Present
Other Businesses

Business Ownership; Leong Properties LLC; Trustee of the trust that owns the LLC; Real Estate ownership; Eureka Rd, , Roseville, CA, 95661; Investment-Related; 05/01/2020; 0 hours per month; 0 during trading hours. Other Business Activities; Leong Books; Authoring a new book, to be sold on Amazon; 202 Los Osos Ct, , Roseville, CA, 95747; Investment-Related; 01/15/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-03
  • S66 Uniform Combined State Law Examination
    2002-12-03
Designations
Other Names
  • Stan Leong
  • Stanley C. Leong
  • Stanley Chow Cho Leong

View on SEC IAPD

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