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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-02 |
Branch Locations
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 09/2014 | 11/2018 |
| Tiaa | Hanover | NH | 11/2018 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hanover | NH | 11/2018 | 11/2020 |
| Sagepoint Financial, Inc | Bedford | NH | 12/2020 | 09/2023 |
| Osaic Wealth, Inc. | Bedford | NH | 09/2023 | 06/2025 |
| Independent Financial Group, Llc | Norwell | MA | 06/2025 | 06/2026 |
| Lpl Enterprise Llc | Southborough | MA | 06/2026 | Present |
1. 6/23/2026 - Property & Casualty - Property and Casualty - INV REL - Plymouth, MA - OBA Start date: 07/01/1998 - 0 Hour(s)/Month – 0 Hour(s) During Trading 2. 6/23/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Plymouth MA - OBA Start date: 06/08/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 6/23/2026 - ANTHONY SCOLA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Plymouth MA - OBA Start date: 06/08/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 4. 6/23/2026 - Upper Valley Real Estate Referral Services, INC. - Mortgage/Real Estate Services - INV REL - Hanover NH - OBA Start date: 05/17/2021 - 0 Hour(s)/Month – 0 Hour(s) During Trading 5. 6/23/2026 - White Horse Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - Plymouth, MA - OBA Start date: 06/15/2026 - 160 Hour(s)/Month – 110 Hour(s) During Trading 6. 6/23/2026 - White Horse Wealth Management - Non-Variable Insurance - INV REL - Plymouth MA - OBA Start date: 06/15/2026 - 160 Hour(s)/Month – 110 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-28 |
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