Sameer Srivastava

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2016
  Pruco Securities, Llc
  White Plains, NY
• 12/2015 → 11/2016
  Prudential Insurance Company Of America
  White Plains, NY
• 11/2016 → 03/2017
  Msi Financial Services
  Iselin, NJ
• 11/2016 → 07/2017
  Massachusetts Mutual Life Insurance Company
  Iselin, NJ
• 03/2017 → 07/2017
  Mml Investors Services, Llc
  Iselin, NJ
• 11/2018 → 03/2020
  Ameriprise Financial Services, Inc
  Minneapolis, MN
• 07/2017 → Present
  Alpha Corporations, Llc
  Englewood Cliffs, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2017-03-25 → 2017-07-10
  Mml Investors Services, Llc
  Iselin, NJ
• 2017-01-23 → 2017-03-25
  Msi Financial Services, Inc.
  Iselin, NJ
• 2016-01-07 → 2016-11-15
  Pruco Securities, Llc.
  White Plains, NY
• 2014-11-24 → 2015-12-18
  Msi Financial Services, Inc.
  Hauppauge, NY
• 2010-11-18 → 2014-08-12
  Msi Financial Services, Inc.
  Elkridge, MD
  White Plains, NY
  Elmsford, NY
• 2009-02-17 → 2010-10-18
  Pruco Securities, Llc.
  Newark, NJ
• 2002-11-08 → 2008-12-02
  Ameriprise Financial Services, Llc
  Cranston, RI
  Westport, CT
  Nashua, NH

Other Businesses

Real Estate Ownership; Single Family; 35 Richmond Hill, , Irvington, NY, 10533; Not Investment-Related; 10/15/2024.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-07

Other Names

• Sameer Srivastava