Sherie Miller Higgins

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-10-30

PA RA
APPROVED

Since 2015-10-30

Branch Locations

699 Unionville Road, Kennett Square, PA 19348 • United States

Garnet Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Kennett Square	PA	12/2014	Present
Mml Investors Services	Kennett Square	PA	02/2015	Present
Eastern University	St. Davids	PA	11/2006	Present

12/2014 → Present

Mass Mutual Life Insurance Company

Kennett Square, PA
02/2015 → Present

Mml Investors Services

Kennett Square, PA
11/2006 → Present

Eastern University

St. Davids, PA

Other Businesses

NAME: SHERIE M HIGGINS INV REL: N ADD: 1300 EAGLE RD ST DAVIDS PA NATURE: UNIVERSITY POSITION: ADJUNCT PROFESSOSR START DATE: 11/1/06 NO. HR/MO: 16 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TEACH PART TIME, ONLINE & IN THE EVENINGS, IN AN ACCELERATED ADULT LEARNING ENVIRONMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-14

S66 Uniform Combined State Law Examination

2015-10-14

Other Names

Sherie Ann Miller

View on SEC IAPD