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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-03 |
| WA | RA | APPROVED | 2019-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Kennewick | WA | 09/2002 | 10/2019 |
| Raymond James Financial Services, Inc. | Kennewick | WA | 10/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Kennewick | WA | 10/2019 | Present |
(1)Name of Business: Address: 5001 Fir Road, Pasco, WA, 99301, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/02/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Various Ag activities including boarding and charitable events (farm to table) (2)Name of Business: Sagemoor Financial LLC Address: 201 N Edison St Ste 232, Kennewick, WA, 99336, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sole owner of Sagemoor Financial LLC/Raymond James with all the activities and responsibilities of a business owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-18 |
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