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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-01-22 |
| TX | RA | APPROVED_RES | 2018-01-18 |
Branch Locations
100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wyomissing | PA | 03/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wyomissing | PA | 11/2016 | 12/2017 |
| Morgan Stanley Smith Barney Llc | Winston-Salem | NC | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-04 |
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