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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-03-08
  • SD RA
    APPROVED
    Since 2023-03-08

Branch Locations

333 West Blvd Ste 302, Rapid City, SD 57701-4100 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Rapid City SD 11/2008 05/2021
Victoria's Garden Rapid City SD 05/2021 06/2022
Retired Rapid City SD 06/2022 02/2023
Raymond James Financial Services, Inc. Rapid City SD 02/2023 Present
Raymond James Financial Services Advisors, Inc. Rapid City SD 02/2023 Present
Boulder Creek Wealth Advisors Rapid City SD 02/2023 Present
Newman Capital, Llc Rapid City ND 02/2023 Present
  • 11/2008 → 05/2021
    Rbc Capital Markets Corporation
    Rapid City, SD
  • 05/2021 → 06/2022
    Victoria's Garden
    Rapid City, SD
  • 06/2022 → 02/2023
    Retired
    Rapid City, SD
  • 02/2023 → Present
    Raymond James Financial Services, Inc.
    Rapid City, SD
  • 02/2023 → Present
    Rapid City, SD
  • 02/2023 → Present
    Boulder Creek Wealth Advisors
    Rapid City, SD
  • 02/2023 → Present
    Newman Capital, Llc
    Rapid City, ND
Previous Registrations
Other Businesses

(1)Name of Business: Boulder Creek Wealth Advisors Address: 333 West Blvd Ste 302, Rapid City, SD, 57701-4100, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/27/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Boulder Creek Wealth Advisors is the DBA for Newman Capital S Corp. I work for the Financial Advisor owner of Newman Capital DBA Boulder Creek Wealth (2)Name of Business: Newman Capital, LLC Address: 333 West Blvd Ste 302, Rapid City, SD, 57701-4100, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/27/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Newman Capital is the S Corp operating as Boulder Creek Wealth Advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-18
  • S66 Uniform Combined State Law Examination
    2003-01-18
Other Names
  • Saundra Lynne Brown
  • Saundra Lynne Shaw
  • Saundra Lynne Shaw

View on SEC IAPD

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