Eric Edward Brunet

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
CA	RA	APPROVED	2018-02-14
CT	RA	APPROVED	2018-02-14
MD	RA	APPROVED	2018-02-14
MA	RA	APPROVED	2018-02-14
PA	RA	APPROVED	2018-02-14
SC	RA	APPROVED	2018-02-14
VA	RA	APPROVED	2018-02-14

NY RA
APPROVED

Since 2021-08-03
CA RA
APPROVED

Since 2018-02-14
CT RA
APPROVED

Since 2018-02-14
MD RA
APPROVED

Since 2018-02-14
MA RA
APPROVED

Since 2018-02-14
PA RA
APPROVED

Since 2018-02-14
SC RA
APPROVED

Since 2018-02-14
VA RA
APPROVED

Since 2018-02-14

Branch Locations

64-70 Market St, Potsdam, NY 13676 • United States

80 Main St, Canton, NY 13617 • United States

825 State Street, Ogdensburg, NY 13669 • United States

28 Main St, Norwood, NY 13668 • United States

121 Main St, Massena, NY 13662 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	01/2011	02/2018
Lpl Financial Llc	Ogdensburg	NY	02/2018	Present

01/2011 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Ogdensburg, NY

Previous Registrations

2011-10-04 → 2018-02-16

Invest Financial Corporation

Appleton, WI

Ogdensburg, NY

Hermon, NY

Huevelton, NY

Waddington, NY

Canton, NY

Madrid, NY

Ogdensburg, NY

Massena, NY

St Regis Falls, NY

Malone, NY

Malone, NY

Potsdam, NY

Phelps, NY

Appleton, WI

Other Businesses

1. 02/14/2018 - Samaritan Wars - Not Investment Related - Other - Author - Start Date 2017 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 02/14/2018 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/14/2018 - Building Your Own Private Beach - Not Investment Related - Home Based - Other - Author - Start Date 02/15/2015 - 15 Hour Per Month/0 Hours During Securities Trading. 4. 5/10/2018 - Snap Cat Media LLC - Not Investment Related - Home Based - Business Owner - Co-Owner - 04/28/2018 - 55 Hours Per Month/0 Hours During Securities Trading. 5. 1/24/2020 - Community Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/2020 - 10 Hours Per Month During Securities Trading. 6. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - 0 Hours Per Month/ 0 Hours During Trading - Start Date: 3/31/2025 7. 11/18/2025 - Little Time Productions - Rep's Business - Not Investment Related - At Reported Business Location(s) - Start Date 09/09/2024 - 14 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-30
S63	Uniform Securities Agent State Law Examination	1999-12-27

S66 Uniform Combined State Law Examination

2011-09-30
S63 Uniform Securities Agent State Law Examination

1999-12-27

View on SEC IAPD