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Christopher John Konstantinos

Riverfront Investment Group, LLC

Richmond, VA

CRD 4589412

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Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-06-10
  • VA RA
    APPROVED
    Since 2008-06-10

Branch Locations

1214 E. Cary St., Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc. Denver CO 07/2010 05/2026
Riverfront Investment Group, Llc Richmond VA 02/2012 01/2018
Riverfront Investment Group, Llc Richmond VA 01/2018 12/2019
Riverfront Investment Group, Llc Richmond VA 01/2020 05/2021
Riverfront Investment Group, Llc Richmond VA 05/2021 07/2025
Riverfront Investment Group, Llc Richmond VA 07/2025 Present
Previous Registrations
Other Businesses

1. Children's Home Society of Virginia; Investment-Related; 9700 Fitzhugh Ave, Richmond VA 23230; Non-Profit to Serve At-Risk Foster Children; Treasurer; 01/02/2012; 1 HR/MON; 1 HR/MON During Trading Hours; Advising on Investments. 2. Vintage Car Compass; Not-Investment Related; Address on File; Consulting on Vintage Car Acquisition; 01/21/2024; 10 HRS/MON; 1 HR/MON During Trading Hours. 3. VCU College of Engineering Foundation Finance Committee; Investment-Related; 601 W Main St, Richmond, VA 23220; University; Trustee on Finance Committee; 1/1/2025; 1 HR/MON; 1 HR/MON During Trading Hours; Vet Investment Strategy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-21
  • S66 Uniform Combined State Law Examination
    2005-04-21
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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