Juan Carlos Vasconez

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-11
MD	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-01-11
MD RA
APPROVED

Since 2009-06-01

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Bethesda	MD	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Bethesda, MD

Previous Registrations

2003-12-19 → 2009-06-01

Citigroup Global Markets Inc.

Bethesda, MD

Bethesda, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-17
S63	Uniform Securities Agent State Law Examination	2003-01-17

S65 Uniform Investment Adviser Law Examination

2003-12-17
S63 Uniform Securities Agent State Law Examination

2003-01-17

View on SEC IAPD

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LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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