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Jonathan Arlan Falk

M. D. Falk & Company, Inc.

Boca Raton, FL

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Current Employers
M. D. Falk & Company, Inc.

Boca Raton, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-14
  • FL RA
    APPROVED
    Since 2022-06-14

Branch Locations

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
All Island Taxi Franklin Square NY 07/2014 06/2018
Axa Advisors, Llc Woodbury NY 09/2015 11/2016
M.D. Falk & Company, Inc. Boca Raton FL 04/2020 Present
Mg Security Services New York NY 09/2017 06/2020
Sl Logistics New York NY 11/2016 07/2017
Forest Hills Financial Group New York NY 09/2022 Present
Thermalized Technologies Coral Springs FL 10/2023 Present
United American Insurance Company Mckinney TX 01/2025 Present
No Fear Insurance Agency Boca Raton FL 05/2024 Present
  • 07/2014 → 06/2018
    All Island Taxi
    Franklin Square, NY
  • 09/2015 → 11/2016
    Axa Advisors, Llc
    Woodbury, NY
  • 04/2020 → Present
    M.D. Falk & Company, Inc.
    Boca Raton, FL
  • 09/2017 → 06/2020
    Mg Security Services
    New York, NY
  • 11/2016 → 07/2017
    Sl Logistics
    New York, NY
  • 09/2022 → Present
    Forest Hills Financial Group
    New York, NY
  • 10/2023 → Present
    Thermalized Technologies
    Coral Springs, FL
  • 01/2025 → Present
    United American Insurance Company
    Mckinney, TX
  • 05/2024 → Present
    No Fear Insurance Agency
    Boca Raton, FL
Previous Registrations
Other Businesses

Forest Hills Financial Group, Investment-Related, 122 E 42nd Street, Suite 2200, New York, New York 10168, Insurance Agent, September 14, 2022, 10 hours per month and 4 hour during trading hours per month. United American Insurance Company, Investment-Related, 3700 S Stonebridge Dr, McKinney, TX 75070, Insurance Agent, January 2025, 10 hours per month and 4 hour during trading hours per month. No Fear Insurance Agency, Investment-Related, 17568 Rainstream Rd, Boca Raton FL 33496, Insurance Agent, May 2024, 10 hours per month and 4 hour during trading hours per month. Thermalized Technologies, 11471 W Sample Rd, Suite 112, Coral Springs, FL 33065, Non-Investment Related, Owner and Head of Business Development, 10/23 to present, 10 hours per month, 5 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-22
S66 Uniform Combined State Law Examination 2015-10-15
  • S65 Uniform Investment Adviser Law Examination
    2022-03-22
  • S66 Uniform Combined State Law Examination
    2015-10-15
Other Names
  • Jonathan Falk
  • Jonathan A Falk
  • Jon Falk

View on SEC IAPD

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