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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-24 |
| TX | RA | APPROVED | 2023-10-19 |
Branch Locations
1001 Military Cutoff Rd. Suite 100, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc | Wilmington | NC | 07/2005 | 02/2021 |
| Bb&T Securities, Llc | Wilmington | NC | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Wilmington | NC | 02/2021 | 10/2023 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 10/2023 |
| D.A. Davidson & Co. | Wilmington | NC | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-25 |
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