Daniel Patrick Mauro

Current Employers

Patrick Mauro Investment Advisor, Inc.

Oak Brook, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2002-08-05

IL RA
APPROVED

Since 2002-08-05

Branch Locations

Oak Brook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Patrick Mauro Investment Advisor, Inc., Inc.	Oak Brook	IL	05/2002	Present

05/2002 → Present

Patrick Mauro Investment Advisor, Inc., Inc.

Oak Brook, IL

Other Businesses

Army Capital, LLC; Chief Investment Officer; Proprietary equity trading and investments. As a condition of the approval of Daniel's OBA, PMIA receives Army Capitals brokerage statements to ensure there are no conflicts of interest between securities held by Army Capital and those held by PMIA. Additionally, Army capital is not permitted to solicit clients of PMIA. Daniel spends 5 hours a week, but his involvement does not overlap with PMIA's normal business hours. Daniel does not receive compensation for his role as CIO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-26

S65 Uniform Investment Adviser Law Examination

2002-06-26